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Abstract

In this present study, an attempt was made to formulate and evaluate herbal mouth ulcer gel using Basella alba extract. “Herbal components are preferred due to their lower incidence of adverse effects and affordability. In this formulation, Basella alba is used as the primary active ingredient because of its reported anti-ulcer, anti-inflammatory and wound-healing activities.” The excipients used in this formulation are Carbopol 934 (polymer), glycerin (humectant), methylparaben and propylparaben (preservative), sodium saccharin (sweetener), triethanolamine (to adjust pH). Four gel batches (F1–F4) were developed by altering the amounts of the extract and selected excipients. The herbal mouth ulcer gel was formulated and evaluated. The evaluation studies such as FT-IR studies, spreadability, pH, organoleptic properties, viscosity, in-vitro release studies were carried out for all the four formulation and F1& F4 was found to have good spreadability, viscosity, pH. Thus, the gel containing herbal ingredient was developed for management of mouth ulcer.

Keywords

Herbal mouth ulcer gel, Basella alba, anti-ulcer, in-vitro release test.

Introduction

Mouth ulcers are localized disruptions in the oral mucosal lining that present as small, painful lesions These lesions usually appear as circular or oval-shaped spots, commonly located on the inner cheeks or lips, and often cause discomfort.[1] Mouth ulcers are widely prevalent and may develop due to several underlying health conditions or triggering factors, but usually there is no serious underlying cause. Mouth ulcers can arise from several factors, such as inadequate intake of vital nutrients like iron and vitamins (particularly B12 and C), poor oral hygiene, infections, stress, indigestion, mechanical injury, food allergies, hormonal imbalance, skin disease etc. Aphthous ulcers often become more painful during routine activities like chewing, drinking, or brushing.

Factors responsible for the mouth ulcers

Multiple triggers may contribute to the development of mouth ulcers, including SLS-containing oral care products, irritation from sharp teeth or dental appliances, emotional stress, nutritional imbalance, allergies, hormonal fluctuations, genetic factors, and microbial infections.

Mouth ulcer symptoms

Although the symptoms differ based on the underlying cause, common clinical features include

  1. Painful sores that may be yellow, white, or red.
  2. Sores on the inside of the mouth, such as on your tongue or the insides of your cheeks or lips.
  3. Areas of redness surrounding the sores.
  4. Pain that worsens when you eat, drink, or talk.
  5. Mouth ulcers are not usually contagious unless they’re caused by an infection such as hand, foot, and mouth disease.[2]

Medicines used to treat mouth ulcers:

  • Medicines such as non-prescription analgesics such as paracetamol or ibuprofen may be used to temporarily reduce pain and discomfort.
  • Topical anaesthetic gels that contain agents such as lidocaine can numb the area and offer brief relief when applied to the ulcer.
  • Antiseptic rinses like chlorhexidine can help limit microbial growth in the mouth and may support faster healing.[3]

Herbal medicines:

Herbal medicines refer to preparations made from plant materials, including leaves, roots, seeds, or flowers, used for therapeutic purposes.[4]

Herbal treatments are generally more affordable and are often preferred for minor conditions because they tend to produce fewer side effects and are widely accessible.

Example:

  • Aloe vera contains various bioactive compounds and is widely used for its soothing and skin-protective properties.
  • Neem is rich in natural antibacterial and anti-inflammatory compounds, making it useful for managing infections and promoting oral health.
  • Turmeric contains curcumin, a powerful antioxidant with strong anti-inflammatory activity that supports tissue healing.
  • Mint contains menthol and flavonoids that provide a cooling effect and help freshen the mouth while reducing mild irritation.[5]

The main aim of the study was to formulate and evaluate herbal mouth ulcer gel using Basella alba, because it  is composed of flavonoids and phytochemicals known for their anti-ulcer, anti-inflammatory, and wound-healing actions.

Prevalence of mouth ulcer:

In total,71.1% had experienced oral aphthous ulceration. When both the genders were compared, RAS more commonly affected females (60.33%) than males (39.69). The regression coefficient for gender revealed that females were more prone to RAS than males.705 patients of total 3244 patients presented with recurrent aphthous ulcer at the time of examination. Giving an overall prevalence of 21.7% (table 1). Patients in the third (20.7) and fourth (26.5) decade were most commonly affected.

MATERIALS AND METHODOLOGY

Basella alba

Figure 1: Basella alba

Synonym: Basella rubra Roxb or Basella alba L

Common name: Malabar Spinach

Family: Basellaceae

Chemical constituents: Dried leaves (per 100 gm) contain proteins 20%, fat 3.5%, carbohydrates 54%, fiber 9%, ash 19%.

Uses:

Pharmacological activity:

  • Androgenic activity
  • Anti-inflammatory activity
  • Antiulcer activity
  • CNS depressant activity
  • Wound healing activity
  • Nephroprotective effect
  • Antioxidant activity [6,7]

The materials used in this study included Carbopol 934 obtained from LOBO Chem, Mumbai; Triethanolamine procured from SDF Chem Ltd; Propylparaben and Methylparaben sourced from LOBO Chem, Mumbai; Sodium saccharin purchased from LOBA Chem Pvt. Ltd; and Glycerin obtained from SDF Chem Ltd.

Preformulation study:

Preformulation testing is essential to support the development of a stable, safe, and efficacious dosage form. It is a stage of development during which the pharmacist characterizes the physico–chemical properties of the drug substances and its interaction with various formulation components.

Goals of preformulation study

To determine the necessary physico-chemical parameter of a new drug substance.

Organoleptic evaluation:

Organoleptic characters such as color, odor, taste should be observed.

pH Determination

Topical cosmetic preparation should be within mouth skin layer pH, i.e., 6 – 7.5.

Measurement of pH (acidity) is performed by calibrating the pH meter.

Solubility

The solubility of herbal extract in various solvents was measured. Solubility was determined by taking 10 mg of drug sample in 10 ml of solvent as water, methanol, ethanol and chloroform.

Compatibility studies

  • Compatibility tests between cosmetic ingredients can be performed using Fourier transform infra-red method. FT-IR, we can analyze the correlation between the components used whether they are compatible or not. If the peak of the spectrum from a single ingredient is stable after added to other ingredients are compatible.
  • FT-IR is a simple methodology for detection of variations within drug-excipient blends. The disappearance of an absorption peak, a reduction of the peak intensity or the appearance of new peaks are indicative of existence of interaction between the API and the excipient under study.

Method of preparation of gel

The preparation of herbal mouth ulcer gel involves the use of natural ingredients and certain pharmaceutical excipients to create an effective topical medication. In this procedure, Basella alba (Malabar spinach), carbopol 934 (a carbomer), sodium saccharin, methyl paraben, propyl paraben, distilled water and triethanolamine are employed.[8]

Method of preparation of herbal gel

Step1: Harvesting and drying

  • Fresh Basella alba leaves were collected and thoroughly rinsed first with potable water followed by deionized water
  • The cleaned leaves were initially shade-dried for 24–48 hours and later subjected to final drying in a hot-air oven.

Step 2: Extraction

  • Grind the dried leaf into fine powder.
  • Macerate the powder in the ethanol solution (1:2) for 24-48 hours.
  • Filter the macerated solution using a fine cloth or filter paper to obtain a clear extract. This extract serves as API.

Step 3: Preparation of gel  

  • Combined demineralized water and Carbopol 934 in a beaker on magnetic stirrer and allow the hydration of Carbopol with stirring. 
  • Add 5 ml of distilled water with the propyl paraben, methyl paraben and sodium saccharin in another beaker on water bath.
  • Then mix the extracts or powdered herbs in varying concentrations.
  • All chemicals were combined with Carbopol 934.
  • Triethanolamine should be added gradually while stirring to get the required pH.

Step 4: Packaging

  • Transfer the finished herbal gel into a clean storage container.
  • Store in a cool, dark place away from direct sunlight to maintain efficacy.[9]

Table 2: Formulation table

Ingredients

F1

F2

F3

F4

Basella alba

10 ml

12 ml

8 ml

10 ml

Carbopol 934

1.2 g

0.8 g

0.6 g

1.0 g

Sodium saccharin

0.5 g

0.5 g

0.5 g

0.5 g

Propyl paraben

0.1g

0.1 g

0.1 g

0.1 g

Methyl paraben

0.2 g

0.2 g

0.2 g

0.2 g

Triethanolamine

q.s

q.s

q.s

q.s

Glycerin

1.0 g

1.5 g

2.0 g

1.0 g

Distilled water

q.s

q.s

q.s

q.s

Evaluation of gel:

The evaluation of gel formulation including assessments of visual appearance, pH, homogeneity, and spread ability, with spread ability quantified using a standardized formula involving the weight, slide length and separation time.

Visual appearance: The color, clarity, texture, transparency and occurrence of any gritty particles.

Measurement of pH: 1 gm of gel should be taken and distributed in 10 ml of distilled water and keep it aside for 2 hours. The measurement of pH of formulation is carried out in 3 times and the average values are stated.

Homogeneity: Gel formulations is tested for homogeneity by visual appearance after the gels were poured into the container. The gel is examined   for the presence and visual appearance of any aggregate’s masses.

Spread ability Spread ability is expressed in terms of time in seconds taken by 2 slides to slip off from gel that is placed in between the slides under the direction of certain weight. If the time taken for separation of 2 slides is fewer than well the spread ability.

Spread ability is calculated by using the formula:

S = M × L / T

Where, M = weight tied to upper slide

 L = length of glass slides

 T = time taken to separate the slides

Viscosity: The viscosity is analyzed by the brooked fields viscometer with Heli path using spindle number 64 at 10 rpm.

In vitro drug release study:

Franz diffusion cell was used to conduct an in vitro drug release study of an in herbal gel. In the donor compartment, 1 ml of formulation (equal to 1 g of gel) was deposited, and in the receptor compartment, freshly produced phosphate buffer solution (pH 6.8) was poured. The egg membrane was fitted between the chambers. One cell as blank was filled with only filled phosphate buffer solution. The units were then placed on a magnetic stirrer with thermostat. The medium was maintained at a constant temperature of 37 °C ± 0.5. After each 1 h interval, 1 ml of sample was withdrawn and same amount of phosphate buffer solution from blank was transferred into the sample cell for maintaining sink condition. Then, withdrawal amount was diluted to 10 ml in PBS pH 6.8, and concentration was measured using a UV-visible spectrophotometer at 200-400 nm with phosphate buffer solution pH 6.8 as a blank. The calibration curve was plotted and used to determine the percent cumulative drug release. The best fit model was tested for Korsmeyers, Peppas, and Fickinian diffusion mechanism for their kinetics.15,18[10]

RESULT AND DISSCUSION

Preformulation studies

Any formulation development work has to be preceded by preformulation studies. This preformulation study includes selection of method of preparation, selection of polymers, drug- polymer compatibility study and analytical investigation of drug.

API characterization of the drug

Table 3: Organoleptic properties of Basella alba

Property

Specification

Observation

Colour

Deep light green

Deep light green

Odour

Musky odour

Musky odour

Visual

Liquid

Liquid

Solubility

Solubility studies are carried out in different solvents as per IP and observation were showed.

Table 4: Solubility of Basella alba

Solvents

Solubility

Inference

Water

1 ml in 10 ml

Soluble but colour changes

Ethanol

1 ml in 10 ml

Soluble

Methanol

1 ml in 10 ml

Completely soluble

Chloroform

1 ml in 10 ml

Partially soluble

Solubility is an important factor focused onto know the solubility of the drug with different solvent which is important criteria for formulating the medication. Basella alba was found to be completely soluble in methanol, soluble in ethanol and in other solvents like water drug was soluble but changes its color and partially soluble in chloroform.

pH studies of Basella alba

Table 5: pH of Basella alba

Trials

Observed pH

1

5.9

2

5.7

3

5.8

The pH range of the drug Basella alba is between 5.5 to 6 and the values are in the ranges as shown above.

 Drug excipient compatibility study

The compatibility study between drug and the carriers was carried out using FTIR spectrometer. The peak numbers of the drug exhibiting C-H, C=C, C-H, C-C stretching was observed and are depicted as below.

Figure 8: FT-IR spectrum of Basella alba

Functional group

Frequency (1/cm)

O-H

3433cm-1

C-H

2927-2852 cm-1

C=O

1637 cm-1

C-O

1249 cm-1

C-O [secondary alcohol]

1047.38 cm-1

6: Interpretation of FT-IR spectral data of Basella alba

Figure 8: FT-IR spectrum of Drug + Polymer

Table 7: Interpretation of FT-IR spectral data of Drug + Polymer

Functional group

Frequency (1/cm)

O-H

3398.69cm-1

C-H

1454 cm-1

C=O

1639 cm-1

C-O [secondary alcohol]

1043.52 cm-1

Evaluation of herbal mouth ulcer gel

Physical evaluation

Table 8: Physical evaluation of gel

Formulations

Color

Odor

Texture

State

F1

Light green

Musky

Smooth

Semi solid gel

F2

Dark green

Musky

Smooth

Semi solid gel

F3

Dark green

Musky

Smooth

Semi solid gel

F4

Light green

Musky

Smooth

Semi solid gel

The physical evaluation of the formulation was carried out to ensure safety efficacy and quality control of the gel. The gel was found to be dark/light green in color and has musky odor and the gel is in semisolid state. The texture of gel was found to be smooth.

Determination of homogeneity

Table 9: Determination of homogeneity

Formulations

Visual appearance

Touch

F1

Light green, semi-solid with a gel type appearance

Greasy and thick consistency

F2

Light green, semi-solid with a gel type appearance

Greasy and thick consistency

F3

Light green, semi-solid with a gel type appearance

Greasy and thick consistency

F4

Light green, semi-solid with a gel type appearance

Greasy and thick consistency

Determination of Homogeneity was performed for ensuring product effectiveness, safety and user satisfaction. The visual appearance of the gel was found to be light green and dark green in colors and semisolid with gel type appearance the touch of the gel was found to be greasy and thick consistency.

Determination of spreadability:

Table 10: Determination of spreadability

Formulations

Mass (m) in g

Length (l) in cm

Time (t) in seconds

Spreadability

F1

27.5

7

24

8.5

F2

27.5

7

36

10.31

F3

27.5

7

34

6.066

F4

27.5

7

20

10.85

Figure 9: Spreadability of gel

Determination of viscosity

Table 11: Determination of Viscosity

Formulations

Revolutions per minute (RPM)

At 10 rpm

F1

40,860

F2

35,580

F3

37,620

F4

47,820

Figure 10: Viscosity of gel formulation

The rheological properties of the solution are of importance in viewing of their proposed oral administration. The formulation should have an optimum viscosity that will allow easy swallowing as a liquid, which then undergoes a rapid Sol-gel transition due to ionic interaction. The prepared formulation was evaluated for their rheological property using a Brookfield viscometer. The order of viscosity of all formulations were F2<F3<F1<F4.

Determination of pH

Table 12: Determination of pH of gel

Formulations

pH

Average

Trial1

Trial2

Trial3

F1

6.7

6.8

6.8

6.76

F2

6.9

6.9

6.7

6.83

F3

6.5

6.8

6.7

6.6

F4

6.7

6.9

6.9

6.8

Figure11:  pH of formulation

In-vitro drug release studies

In-vitro diffusion study was carried out for all the prepared formulations from F1 to F4 and the result of diffusion profile for all the formulation were tabulated in the below.

Table 13: In-vitro drug release studies of herbal mouth ulcer gel of F1 formulation

Time

(hrs)

Absorbance

(nm)

Conc

µg/ml

Conc

µg/10ml

Conc

µg/200ml

Loss

CDL

CDR

%CDR

1

0.153

0.1530

0.00153

0.306

0

0

0.306

3.06

2

0.241

0.2410

0.00241

0.482

0.306

0.306

0.788

7.88

3

0.316

0.3160

0.00316

0.632

0.482

0.788

1.42

14.2

4

0.351

0.3510

0.00351

0.702

0.632

1.42

2.12

21.2

5

0.412

0.4120

0.00412

0.824

0.702

2.12

2.94

29.4

6

0.492

0.4920

0.00492

0.984

0.824

2.94

3.92

39.2

Table 14: In-vitro drug release studies of herbal mouth ulcer gel of F2 formulation

Time

(hrs)

Absorbance

(nm)

Conc

µg/ml

Conc

µg/10ml

Conc

µg/200ml

Loss

CDL

CDR

%CDR

1

0.032

0.0320

0.00032

0.064

0

0

0.064

0.64

2

0.048

0.0480

0.00048

0.096

0.064

0.064

0.16

1.6

3

0.084

0.0840

0.00084

0.168

0.096

0.16

0.328

3.28

4

0.094

0.0940

0.00094

0.188

0.168

0.328

0.516

5.16

5

0.125

0.1250

0.00125

0.25

0.188

0.516

0.766

7.66

6

0.179

0.1790

0.00179

0.352

0.25

0.766

1.11

11.18

Table 15: In-vitro drug release studies of herbal mouth ulcer gel of F3 formulation.

Time

(hrs)

Absorbance

(nm)

Conc

µg/ml

Conc

µg/10ml

Conc

µg/200ml

Loss

CDL

CDR

%CDR

1

0.117

0.1170

0.00117

0.234

0

0

0.234

2.34

2

0.143

0.1430

0.00143

0.286

0.234

0.234

0.56

5.6

3

0.202

0.2020

0.00202

0.404

0.286

0.56

0.924

9.24

4

0.347

0.3470

0.00347

0.694

0.404

0.924

1.618

16.18

5

0.495

0.4950

0.00495

0.99

0.694

1.618

2.608

26.08

6

0.512

0.5120

0.00512

1.024

0.99

2.608

3.632

36.32

Table 16: In-vitro drug release studies of herbal mouth ulcer gel of F4 formulation.

Time

(hrs)

Absorbance

(nm)

Conc

µg/ml

Conc

µg/10ml

Conc

µg/200ml

Loss

CDL

CDR

%CDR

1

0.182

0.1820

0.00182

0.364

0

0

0.364

3.64

2

0.248

0.2480

0.00248

0.496

0.364

0.364

0.86

8.6

3

0.324

0.3240

0.00324

0.648

0.496

0.86

1.508

15.08

4

0.346

0.3460

0.00346

0.692

0.648

1.508

2.2

22

5

0.352

0.3520

0.00352

0.704

0.692

2.2

2.904

29.04

6

0.582

0.5820

0.00582

1.164

0.704

2.904

4.068

40.68

CONCLUSION

Basella alba (Malabar spinach), a medicinal plant traditionally used for its anti-inflammatory, antioxidant, antimicrobial, wound healing, and antiulcer properties. The leaves contain phytochemicals such as flavonoids, alkaloids, phytosterols, and saponins, which contribute to therapeutic action. Four herbal gel formulations (F1–F4) were prepared using Carbopol 934 as a gelling agent, glycerin as humectant, parabens as preservatives, sodium saccharin as sweetener, triethanolamine as neutralizer, and distilled water as solvent. This concluded that Basella alba-based herbal mouth ulcer gel possesses favorable physicochemical properties, effective antimicrobial activity, and sustained drug release profile. The formulation was safe, biocompatible, stable, and effective in treating oral ulcers. he formulated herbal gel shows potential as a natural substitute for conventional synthetic ulcer treatments, offering therapeutic benefits with fewer adverse effects.

REFERENCE

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Reference

  1. Formulation and evaluation of mouth ulcer gel (Internet) cited on march 2025 available form. Https and evaluation of herbal mouth ulcer gel.
  2. Anjali T, Krishnakumar K, Kumar BD et al. Herbal remedies for mouth ulcer. J Bio Innov 2017;6(4):521-27.
  3. Effective medicines for mouth ulcers: A comprehensive guide to relief (Internet) cited on march 2025 available form http://www.amddentalclinic.com/blogs/medicines-for mouth ulcers.
  4. Msomi NZ, Simelane MBC. Herbal Medicine. In: Builders PF, editor. Herbal Medicine (Internet)cited 2025 Apr 9 Available from: https://org/10.5772/intechopen.
  5. Advantages and disadvantages of herbal medicines (Internet) cited on April 09 available form https://blogs.baruch.cuny.edu/herbalandpharmaceuticalmedices
  6. Basella alba (internet) cited on March 2025 available form, https://pfaf.org/user/Plant.aspx Basella alba.
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Photo
Misbah Nikhath
Corresponding author

Department of Pharmaceutics, Ikon College of Pharmacy

Photo
Anusha CS
Co-author

Department of Pharmaceutics, Ikon College of Pharmacy

Photo
Keerthana AR
Co-author

Department of Pharmaceutics, Ikon College of Pharmacy

Photo
Nagendra BN
Co-author

Department of Pharmaceutics, Ikon College of Pharmacy

Photo
Suhas R
Co-author

Department of Pharmaceutics, Ikon College of Pharmacy

Photo
Pooja RS
Co-author

Department of Pharmaceutics, Ikon College of Pharmacy

Misbah Nikhath, Anusha CS, Keerthana AR, Nagendra BN, Suhas R, Pooja RS, Formulation and Evaluation of Mouth Ulcer Gel Using Basella Alba Extract, Int. J. of Pharm. Sci., 2025, Vol 3, Issue 11, 3425-3437. https://doi.org/10.5281/zenodo.17678094

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