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  • Formulation and Optimization of a Niosomal Gel for Transdermal Drug Delivery of Baclofen for treating alcohol dependence

  • Department of Pharmaceutics, Prin. K.M. Kundnani College of Pharmacy, Mumbai

Abstract

Alcohol Use Disorder (AUD) is a condition that has severe physical, mental, emotional and social impact on the patient as well as those they are in contact with. Conventionally Baclofen has been used orally as a tablet but owing to its short half-life requires frequent administration that results in poor patient compliance. The current research aims to formulate a sustained release niosomal gel of baclofen that can be applied once a day in order to alleviate the withdrawal symptoms associated with AUD. Thin film hydration method was used to formulate the niosomes followed by sonication in order to achieve a particle size of 225 + 27 nm with an entrapment efficiency of 80 + 9%. The vesicular structure and particle size was confirmed by using Transmission Electron Microscopy. Differential scanning calorimetry was done in order to verify the drug encapsulation within the niosomal vesicles. The concentration of the polymer and permeation enhancer was varied in order yield the optimized niosomal gel batch. The in vitro diffusion studies indicated an initial burst release followed by a steady release of the drug from the gel formulation. Physical evaluation of the optimized gel was performed. The pH was found to be 6.1 + 0.5 while the rheological study exhibited thixotropy. Thus, a niosomal gel was successfully developed for reducing the oral dosing frequency and also minimizing the adverse effects in the treatment of chronic alcohol dependence

Keywords

Niosomes, Transdermal drug delivery, Baclofen, Alcohol dependence

Introduction

WHO reports that over 400 million adults worldwide live with Alcohol Use Disorder (AUD). About 2.6 million deaths per year are attributed to overconsumption of alcohol, with a higher percentage of men affected than women1. Major health problems associated with alcohol abuse include liver and gastrointestinal disorders, neurological complications and cancers, psychological problems such as depression, erectile dysfunction etc. Alcohol abuse also has a serious social impact through cases of domestic violence, marital dispute, reduced workplace performance, debt and poverty, drunk driving accidents, increase in crime rate etc.2 3 4 5. AUD is a chronic condition that can be treated by pharmacotherapy and counselling. Disulfiram has been used conventionally for the treatment of alcohol dependence which causes unpleasant reactions if alcohol is consumed, thus leading to abstinence. However, it requires voluntary patient involvement and poor patient compliance6. Naltrexone reduces alcohol cravings but is contraindicated in hepatitis which may accompany AUD7. Acamprosate is also an anticraving agent but requires multiple daily dosing8.Baclofen is a selective GABA B agonist which works by blocking withdrawal symptoms associated with alcohol dependence. A very small amount is metabolized by the liver and hence it is suitable particularly for liver compromised patients. It helps to reduce anxiety and restlessness strongly associated with AUD patients9 10.Baclofen is available as oral tablets which require frequent administration as it has a short half life of about 4 hours. This makes it inconvenient for chronic treatment and results in low patient compliance11 12 13. A sustained release transdermal drug delivery system could overcome this limitation thus reducing the dosing frequency.Niosomes are non-ionic surfactant containing vesicles which can incorporate hydrophilic as well as lipophilic drugs for transdermal delivery with better permeability, sustained release and drug stability14 15 16 17. The current research work aims to formulate a sustained release niosomal gel of baclofen for treating alcohol dependence by reducing the dosing frequency.

MATERIALS AND METHODS:

Materials

Baclofen was a gift sample from Piramal Pharma and Carbopol® 980 from Lubrizol. Cholesterol was purchased from Sigma Aldrich and Span® 20 from SD Fine Chemicals, Chloroform and Methanol from Merck & Co.

Methods

Solubility studies

10ml of phosphate buffer 7.4 was taken in a test tube. Baclofen was added to the solvent in increments of 1mg at a time. The solution was mixed after each addition using a cyclomixer, ultrasonicated for 10 minutes and visually observed for any precipitate or residual solid. This was continued till the drug formed a precipitate and was no longer soluble in the solvent. The supernatant was separated by filtration using 0.45µ membrane filter. The filtrate was analyzed using UV spectrophotometer (Jasco V630 with Borwin software) at 225nm. The unknown concentration was extrapolated from a standard curve of the drug made previously using the same solvent18 19.

Selection of non-ionic surfactant

Preliminary batches of Niosomes were formulated using Cholesterol and three different non-ionic surfactants viz. Span 20®, Span® 60 and Span® 80 20 21 22 23. The concentration of all the ingredients was kept constant, only varying the type of surfactant. Thin film hydration method was used and the stability was observed for one week in order to select the suitable surfactant for formulation.

Preparation of Baclofen Niosomes

Thin film hydration method was used for the formulation of Baclofen Niosomes (methodology in Figure1). Cholesterol (1-2%) and Span® 20 (2-4%) were dissolved in chloroform and methanol mixture (1:2 ratio) and placed in a round bottom flask. The solvent was evaporated on a vacuum rotary evaporator at 50ºC for a period of 15 minutes for obtaining a thin film which was further dried for 30 minutes. This thin film was then hydrated with desired dose of Baclofen (dissolved in phosphate buffer 7.4 for a period of 1 hour). The resultant solution was then allowed to stand overnight for the liposomes to anneal and subjected to sonication on the consecutive day to obtain the niosomal suspension24 25 26 . One Factor at a Time (OFAT) approach was used for the various niosomal batches represented in Table 1.

Characterization

a. Particle size determination

Zetasizer Malvern Nano ZS90 (UK) was used to determine the average particle size and polydispersity index of the various niosomal batches that were formulated. Each sample was diluted suitably using phosphate buffer 7.4, placed in the sample cuvette and the particle size was measured27.

b. Entrapment efficiency

4ml of the formulation was used to carry out ultracentrifugation (Eltek high speed centrifugation RC4100D) at 17,000rpm at -4ºC for one hour. The resultant pellet was separated and the supernatant solution was analysed for the free drug using HPLC (Jasco UV-2077 with Rheodyne manual sample injector with 20 µL capacity and UV detector at 225 nm. Data processing was done by using Borwin software). The following formula was used to determine the drug that was entrapped in the niosomal vesicles 28 29.

% Entrapment efficiency=Amount of drug loaded-Amount of drug in supernatantAmount of drug loaded x 100

 

c. Transmission Electron Microscopy (TEM)

The particle size of the formulation N14 was confirmed using TEM. The sample was diluted as required and then phosphotungstic acid was used to spray the solution onto a carbon grid. After drying the grid was observed under an electron microscope for noting the particle size30.

d. Zeta potential measurement

The zeta potential of the optimized formulation N2 was also determined using Malvern zetasizer31 .

Differential Scanning Colorimetry studies

Differential scanning calorimetry (DSC) was carried out in order to determine the compatibility of Baclofen with the excipients. A physical mixture of the drug and excipients was prepared by mixing in the same ratio as required for formulation. Also the niosomal formulation was subjected to DSC in order to confirm the drug encapsulation in the niosomal vesicles. 3 mg of each sample was weighed and sealed in DSC pans keeping an empty pan as a reference. The samples were subjected to heating between 30- 300°C under a nitrogen purge. The thermograms were recorded and analyzed32 33 34.

Formulation of Niosomal gel

Formulation N2 was selected for incorporation in a Carbopol gel. Transcutol P was used as a permeation enhancer. The concentration of polymer and permeation enhancer was varied in order to obtain six different batches of Niosomal gel represented in Table 2. Carbopol 980 was allowed to swell for 60 minutes. The niosomal suspension was incorporated slowly in parts by constant stirring on a magnetic stirrer. Triethanolamine was used to adjust the pH to physiological values35.

In vitro drug diffusion

Cellophane membranes (Himedia laboratories with molecular weight 12,000-16,000) were used for the study. Franz diffusion cell was used to mount the membrane. 2g of niosomal gel was applied on the donor side, while the receptor compartment was filled with phosphate buffer 7.4. At various time intervals viz. 0.5, 1, 2, 3, 4, 5, 6 and 24 hours aliquots were withdrawn from the receptor compartment and analyzed using HPLC (Jasco with UV detector) at 225nm for quantifying the amount of drug released36 37 38 39.

Evaluation of the Niosomal gel

a. pH determination

1gm of gel was used to determine the pH using a digital pH meter (Electrolabs).

b. Viscosity determination

Sufficient amount of gel was placed in a beaker in order to dip the spindle of the Brookfield viscometer USA (spindle 5 was used). The viscosity was measured by gradually increasing the speed of the spindle thus increasing the shear stress and then gradually decreasing the stress values. The dial reading was noted, multiplied by the factor in order to determine the viscosity. A graph was plotted of shear stress v/s viscosity40.

c. Spreadability

On a glass tile, a small quantity of gel was applied in a circle of 0.5cm radius. Another glass tile was placed over the first one thus enclosing the gel between the two slides. A weight of 500gm was placed over the upper tile for 1 minute. The increased gel diameter was measured and compared with a standard marketed topical baclofen gel41.

RESULTS AND DISCUSSION:

Solubility studies

The solubility of Baclofen in Phosphate buffer 7.4 was found to be 10mg/ml. This data was used to determine the amount of drug to be used for loading into the niosomes using thin film hydration method.

Selection of non-ionic surfactant

The batch consisting of Span® 20 as the surfactant yielded a batch that remained stable for the test period of one week. Hence, all future batches were formulating using variable concentrations of Span® 20.

Preparation of Baclofen Niosomes

Formulation of Baclofen Niosomes was successfully done using Thin film hydration method. Span® 20 was majorly responsible for formation of the bilayer vesicles. The hydrophilic core thus formed was suitable for encapsulation of Baclofen a hydrophilic drug. The bilayer thus formed is quite fluid and hence to prevent leakage of the drug from the core, cholesterol was added to impart rigidity. Span® 20 yields vesicles with good stability and lower irritation potential. This is suitable for a sustained release formulation that would remain in contact over 24 hours. The various niosomal batches are indicated in Table 1 each containing 160mg of drug in 10ml:

 

 

 

 

 

Table 1: Niosomal batches with their characterization data

 

Code

Surfactant conc. %

Cholesterol conc. %

Sonication time (mins)

Particle size nm

Polydispersity Index

Entrapment efficiency %

N1

2

1

5

186

0.441

61.9

N2

3

1

5

310

0.225

68.2

N3

4

1

5

549

0.369

55.3

N4

2

1.5

5

379

0.283

78.0

N5

3

1.5

5

299

0.240

73.1

N6

4

1.5

5

449

0.405

61.2

N7

2

2

5

198

0.523

68.7

N8

3

2

5

329

0.222

75.9

N9

4

2

5

432

0.368

75.6

N10

2

1

10

213

0.311

56.4

N11

3

1

10

316

0.159

58.7

N12

4

1

10

360

0.244

47.5

N13

2

1.5

10

236

0.379

69.5

N14

3

1.5

10

225

0.192

80.0

N15

4

1.5

10

331

0.241

78.2

N16

2

2

10

299

0.295

66.2

N17

3

2

10

293

0.202

81.8

N18

4

2

10

395

0.412

77.1

 

 

Figure1: Methodology to formulate Niosomes

 

Characterization

a. Particle size determination

The particle sizes of the various batches are indicated in Table 1. N1, N7, N10, N14 were found to have lower particle sizes as compared to others. Low particle size is desirable for better transdermal drug delivery.

 

 

 

Figure2: Particle size analysis of batch N14

 

b. Entrapment efficiency

The entrapment efficiency of the various batches is indicated in Table 1. N4, N14, N15, N18 were found to have higher entrapment efficiencies as compared to others. Higher entrapment indicates that the drug is well enclosed into the niosomal vesicles, thus providing better therapeutic effect, sustained release and reduced systemic toxicity. The balance between the fluidity of the vesicles and the rigidity from cholesterol is essential for its delivery through the layers of the skin42.

c. Transmission Electron Microscopy (TEM)

Batch N14 was found to have low particle size and high entrapment efficiency and was selected for further characterization. Transmission electron microscopy (Figure 2) revealed spherical vesicles. They had well defined boundaries, homogeneity in size and shape. The dark region within indicates presence of encapsulated drug.

 

 

Figure3: Transmission Electron Microscopy image of Baclofen Niosomes

d. Zeta potential measurement

The zeta potential of the selected batch N14 was found to be -20mV. Although Span 20 is non-ionic and cholesterol is neutral, there is surface adsorption of hydroxyl ions which imparts a slight negative charge to the formulation.

 

 

 

Figure4: Zeta potential of Niosomes N14

 

Differential Scanning Colorimetry studies

DSC thermogram of pure drug showed a prominent endothermic peak at 216?, the narrow and sharp nature indicative of crystalline nature. In the DSC thermogram of baclofen niosomes, the sharp peak disappears. This indicates entrapment of the drug into the niosomal vesicles.

 

 

 

Figure5a, 5b: DSC thermogram of pure drug and drug containing niosomes respectively

 

Formulation of Niosomal gel

Optimized batch N14 was selected in order to formulate a gel. Carbopol® 980 was soaked in water for an hour. The niosomes and Transcutol® P were slowly incorporated in the polymer matrix by manual stirring. The pH was adjusted to 6.5 using triethanolamine43. Table 2 represents the variable concentrations of polymer and permeation enhancer in order to yield six batches. The gel contained 1.5%w/w of Baclofen.

 

Table2: Niosomal gel batches and their composition

 

Batch Code

 

Polymer concentration %

Permeation enhancer %

NG1

3

1

NG2

2

1

NG3

1

1

NG4

3

2

NG5

2

2

NG6

1

2

 

In vitro drug diffusion

Formulation NG6 exhibited an initial minimal burst release followed by a gradual almost linear release and finally a flattened plateau. This release pattern is characteristic of a sustained release formulation. The amount of drug released was 71% over a period of 24 hours.

 

 

Figure6: In vitro drug diffusion profiles of various niosomal gels

Evaluation of the Ethosomal gel

a. pH determination

The pH of the NG6 niosomal gel was found to be 6.1 + 0.5. This indicates a non-irritating physiological pH.

b. Viscosity determination

As the shear rate increased from 0.5rpm to 20rpm, the viscosity of the niosomal gel went on decreasing. After a certain value, when the shear rate was again decreased gradually it was found that the viscosity came back to its original state. This behaviour is called thixotropy. As the gel is applied on the skin surface with friction, the shear will slightly liquefy the gel in order to achieve the initial burst release of the drug. The slow recovery of the gel’s consistency upon removal of the shear will cause retention on the applied area for longer therapeutic action.

 

 

Figure6: Thixotropic behaviour of NG6 gel

c. Spreadability

The diameter of the niosomal gel after placing the 500gm weight was found to be 6.81 + 0.1cm while that of a standard marketed gel was 5.5 + 0.08cm. The values were found to be comparable. The increased diameter in response to shear is an indicator of the ease with which the gel can be applied over a desired area of the skin for achieving the necessary flux.

 

 

Figure7: Spreadability of NG6 gel between glass plates

CONCLUSION:

Niosomes containing Baclofen were successfully formulated where the hydrophilic core proved to be suitable for housing the desired dose of the drug. An average particle size of 225 + 27nm enabled the flexible vesicles to squeeze between the layers of the stratum corneum and enter the blood. The higher entrapment efficiency enabled greater stability and therapeutic effect via transdermal route. The thixotropic behaviour of the gel enabled initial burst release followed by prolonged sustained release of Baclofen over 24 hours. Thus, prolonged circulation of the drug in the blood stream can ensure better control over alcohol consumption. The formulation may be introduced in smaller doses and then gradually increased till an effective dose is reached which may be continued for successful treatment of alcohol dependence. This can be achieved by packing the gel in a metered syringe.

ACKNOWLEDGEMENT:

The authors would like to thank Piramal Pharma for the gift sample of Baclofen USP and Lubrizol for the gift sample of Carbopol® 980.

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Reference

  1. Alcohol [Internet]. [cited 2026 Jan 16]. Available from: https://www.who.int/news-room/fact-sheets/detail/alcohol
  2. Eashwar VMA, Umadevi R, Gopalakrishnan S. Alcohol consumption in India- An epidemiological review. J Fam Med Prim Care. 2020 Jan;9(1):49–55.
  3. Verenkar Y, Vaz F. Prevalence and pattern of alcohol consumption using alcohol use disorder identification test among students at a medicalcollege in Goa, India. Int J Community Med Public Health. 2018 June 22;5:2935.
  4. Nair SM, Sharma PA, Das R. A Descriptive Study to Assess the Level of Anxiety and Depression among Alcohol Use Disorder Patient in a Tertiary Care Hospital of Western Maharashtra. Indian J Psychiatr Nurs. 2019 Jan;16(1):11.
  5. Aggarwal A, Sinha S, Kataria D, Kumar H. Prevalence and predictors of intimate partner violence in alcohol use disorder. J Ment Health Hum Behav. 2016 Jan 1;21:25.
  6. Lanz J, Biniaz-Harris N, Kuvaldina M, Jain S, Lewis K, Fallon BA. Disulfiram: Mechanisms, Applications, and Challenges. Antibiot Basel Switz. 2023 Mar 6;12(3):524.
  7. Avery J. Naltrexone and Alcohol Use. Am J Psychiatry. 2022 Dec 1;179(12):886–7.
  8. Ho MF, Zhang C, Wei L, Zhang L, Moon I, Geske JR, et al. Genetic variants associated with acamprosate treatment response in alcohol use disorder patients: A multiple omics study. Br J Pharmacol. 2022;179(13):3330–45.
  9. Garbutt JC, Flannery B. Baclofen for alcoholism. The Lancet. 2007 Dec 8;370(9603):1884–5.
  10. Beaurepaire D, Renaud. A Review of the Potential Mechanisms of Action of Baclofen in Alcohol Use Disorder. Front Psychiatry. 2018 Oct 17;9:506:1–12.
  11. Ahuja S. Baclofen. Anal Profiles Drug Subst. 1985 Jan 1;14:527–48.
  12. Wuis EW, Dirks MJM, Termond EFS, Vree TB, Van der Kleijn E. Plasma and urinary excretion kinetics of oral baclofen in healthy subjects. Eur J Clin Pharmacol. 1989 Mar 1;37(2):181–4.
  13. Romito JW, Turner ER, Rosener JA, Coldiron L, Udipi A, Nohrn L, et al. Baclofen therapeutics, toxicity, and withdrawal: A narrative review. SAGE Open Med. 2021 June 3;9:20503121211022197:1–13.
  14. Khoee S, Yaghoobian M. (PDF) Niosomes: a novel approach in modern drug delivery systems. In: ResearchGate [Internet]. [cited 2026 Jan 16]. Available from: https://www.researchgate.net/publication/315865479_Niosomes_a_novel_approach_in_modern_drug_delivery_systems
  15. Moghassemi S, Hadjizadeh A. Nano-niosomes as nanoscale drug delivery systems: An illustrated review. J Controlled Release. 2014 July 10;185:22–36.
  16. Hamishehkar H, Rahimpour Y, Kouhsoltani M. Niosomes as a propitious carrier for topical drug delivery. Expert Opin Drug Deliv. 2013 Feb;10(2):261–72.
  17. Chandu PV, Arunachalam A, Jeganath S, K Y, G C. Niosomes: A Novel Drug Delivery System. 2012;2(1):25–31.
  18. Shivakumar HN, Reddy A, Avlani D, Alayadan P, Kumar A. Design and Evaluation of Bisoprolol Fumarate Transdermal Film: A Promising Approach for Cardiovascular Therapy. J Sci Soc. 2025 Mar;52(1):60.
  19. Wenlock MC, Austin RP, Potter T, Barton P. A Highly Automated Assay for Determining the Aqueous Equilibrium Solubility of Drug Discovery Compounds. SLAS Technol. 2011 Aug 1;16(4):276–84.
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Photo
Priyanka Joshi Jain
Corresponding author

Department of Pharmaceutics, Prin. K.M. Kundnani College of Pharmacy

Photo
Nalini Kurup
Co-author

Department of Pharmaceutics, Prin. K.M. Kundnani College of Pharmacy

P. Joshi Jain*, N. S. Kurup, Optimization of a Niosomal Gel for Transdermal Drug Delivery of Baclofen for treating alcohol dependence., Int. J. of Pharm. Sci., 2026, Vol 4, Issue 1, 3524-3534. https://doi.org/10.5281/zenodo.18440799

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