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Abstract

The abstract highlights the importance of data integrity, especially in the pharmaceutical industry. It emphasizes that accurate and reliable data is essential for organizational stability and performance. The ALCOA principles (Attributable, Legible, Contemporaneous, Original, and Accurate) are recommended by regulatory bodies like the USFDA to ensure data integrity. Violations can occur due to data manipulation, inadequate procedures, or shared accounts. A study found that most breaches occurred in quality control (QC), with China and India having the highest number of violations. The study underscores the need for strong enforcement and strategies to maintain data integrity and improve regulatory compliance.

Keywords

Data integrity, ALCOA, data, Regulation

Introduction

Data integrity refers to the delicacy, thickness and absolutness of data throughout its lifecycle. It is vital for systems that store, process, or retrieve data, and involves data validation to maintain quality. Data integrity aims to prevent unintentional data modifications, and while it overlaps with data security, the two are distinct—data security focuses on protecting data from unauthorized access. In fields like pharmaceuticals, data integrity is crucial, with standards like ALCOA+ (Attributable, Legible, Contemporaneous, Original, Accurate, Complete, Consistent, Enduring, and Available) ensuring data is reliable. [1]

PRINCIPLE:

The principle of data integrity in pharmaceutical sciences are critical to ensuring the quality, reliability, and compliance of data throughout its lifecycle. Systems must be implemented to ensure that all data complies with ALCOA principles, which are crucial in the pharmaceutical industry for maintaining data quality and meeting regulatory requirements. ALCOA approved by regulatory agencies like the FDA, Health Canada, and EMEA. These principles should be integrated into data management practices, whether paper-based or digital, to ensure reliable data in both manufacturing and research activities. [2, 3, 4, 5, 6]

Alcoa stands for:

OBJECTIVES OF DATA INTEGRITY:

The objective of this study is to evaluate the effects of data integrity issues within the pharmaceutical industry.

Values of Data Integrity:

Data integrity is crucial for businesses to ensure security, accuracy, and trustworthiness of their information. It helps to protect against data leaks and losses by ensuring proper handling, classification, and storage. Accurate and reliable data is essential for making informed business decisions and avoiding costly mistakes. Maintaining data integrity also safeguards a company’s reputation, particularly when handling sensitive information like personal details. Flaws in data can lead to customer trust issues or financial losses. Ultimately, data integrity not only has legal implications but also strengthens customer relationships, brand image, and resilience against external threats. [8]

Lifecycle of Data Integrity:

Fig1: Lifecycle of Data Integrity

Importance of Data Integrity:

  • It ensures accurate data, which guarantee product efficacy.
  • It provides precise and consistent data.
  • It ensures accurate data and prevent adverse drug reaction and maintain public health.
  • It ensures compliance with regulatory requirements.
  • It is necessary in advancement of pharmaceutical research and development.
  • It prevents the manipulation with critical data or reduces risk.
  • It Protects against Errors and Manipulation
  • It allows the tracking of every step in the manufacturing and distribution process.
  • It ensures reliability of clinical trials data.
  • It avoids recalls and financial losses. [ 7, 8, 10]

Types of Data Integrity:

There are mainly two types of data integrity:

Fig2: Types of Data Integrity

1. Physical Integrity: This ensures the accuracy and completeness of data during storage and retrieval. It protects against data loss due to natural disasters, power failures, or security breaches. Physical integrity is vulnerable to human errors, storage issues, and other external factors. [14]

2. Logical Integrity: This protects data from changes caused by human errors or hackers in relational databases. It includes: [12,13]

. Entity Integrity: Ensures each data entry has a unique identifier (primary key) and prevents duplicate or empty fields.

. Referential Integrity: Maintains consistency by ensuring data relationships are valid and only acceptable modifications or deletions are allowed, using rules like foreign keys. Together, these types of data integrity help safeguard the reliability, accuracy, and security of databases.

. Domain Integrity: It ensures data adheres to specific formats and value constraints, such as valid data types and acceptable ranges.

. User-Defined Integrity: It involves custom rules tailored to an organization's specific needs, ensuring data meets unique requirements, especially in specialized fields like the pharmaceutical industry. Both are essential for maintaining accurate and consistent data. [12]

In the pharmaceutical sector, user-defined integrity processes are used for data from pharmacovigilance and post-marketing monitoring, ensuring compliance with industry regulations. This requires collaboration between QA teams, IT professionals, and end-users to develop and maintain a robust data management framework that adapts to evolving regulatory requirements and organizational needs.

Data Integrity Risk:

Various circumstances can compromise data integrity in a database, including:

Human Error: Mistakes made by individuals during data entry, duplication, deletion, or following incorrect procedures can harm data integrity.

Transfer Errors: Occur when data fails to transfer correctly between different parts of a database, leading to discrepancies between source and destination tables.

Bugs and Viruses: Malicious software like spyware, malware, and viruses can manipulate, erase, or steal data.

Compromised Hardware: Sudden hardware failures, such as server breakdowns, can result in inaccurate or incomplete data, restrict access, or make it difficult to use. These factors highlight the importance of safeguarding data integrity across various potential vulnerabilities. [15, 16, 17]

Methods to Minimize Data Integrity Risk:

To minimize data integrity risks, several methods can be employed:

1. Add Redundancy: Store data in multiple locations to detect discrepancies.

2. Data Encryption: Secure data during transfer, preventing unauthorized access.

3. Data Privacy: Limit access to data by user roles to protect sensitive information.

4. Data Loss Minimization: Store data in one location, use backups, and implement fail-safe measures like firewalls and data loss prevention.

5. Consistent Data Updates: Regularly update data, test modifications, and schedule reviews.

6. Employee Training: Educate staff on proper data handling to prevent errors.

7. Protect Documents: Use encryption, restrictions, and password protection for sensitive files.

8. Access Controls: Implement minimal privilege access to reduce unauthorized data manipulation.

9. Backup and Recovery: Regular backups ensure data recovery in case of breaches.

10. Audit Trails: Track changes to data with time-stamped records for accountability.

11. Passwords: Use strong passwords to prevent unauthorized access to data.

12. Security: Utilize file encryption and anti-malware tools to protect against cyber threats.

These strategies enhance data protection, ensuring integrity and minimizing potential risks.

Advantages and Disadvantages of Data Integrity:

Advantages of Data Integrity: [12, 14]

1. Control of Data Redundancy: Database systems manage and reduce extreme redundancy, though not eliminating it entirely.

2. Data Consistency: Reduces consistency risks by managing redundancy and ensuring all data copies are consistently maintained.

3. More Information from the Same Data: Data integration allows for more valuable insights from the same amount of data.

4. Sharing of Data: All authorized users can access data, promoting collaboration across the organization.

5. Better Data Integrity: Guarantees data consistency and validity, with rules like consistency to prevent database violations.

6. Improved Maintenance: Changes in the database structure are easier to manage as they impact application software, offering flexibility.

7. Increased Concurrency: Manages interactive data access efficiently, preventing data loss or interference.

Disadvantages of Data Integrity: [12, 14]

1. Complexity: Database management systems are complex and require training for administrators, designers, and users.

2. Size: These systems require substantial storage space and memory to operate effectively.

3.Performance Issues: Some database applications may not perform as efficiently as specialized ones.

4. Increased Vulnerability: Centralizing data increases the risk of significant disruption if a component fails.

5. Conversion Costs: Transitioning from traditional file systems to databases can incur extra costs for training and equipment.

CONCLUSION:

Data integrity is essential in the pharmaceutical industry to ensure product quality and regulatory compliance. It prevents substandard products from reaching patients and helps maintain traceability and reliability of data. Quality data is crucial for decision-making, patient safety, and product efficiency. The Quality Risk Management (QRM) approach mitigates risks by ensuring reliable data. Data integrity applies to both digital and non-digital information, and its consistency is vital for business growth. Maintaining high-quality data is key to safeguarding the reputation of regulated labs, as errors in data integrity can lead to costly consequences and loss of regulatory trust.

REFERENCES

  1. What is Data Integrity? Definition, Types & Tips. https://www.digitalguardian.com/blog/what-data-integrity-data-protection-101 (accessed 2023-04-19).
  2. World Health Organization. (2016). Guidance on good data and record management practices. Retrieved from http://www.who.int/medicines/publications/pharmprep/WHO_TRS_996_annex05.pdf Ojeda, S. Understanding ALCOA+ & Data Integrity for Pharma Companies | Assur X. Quality Management Software + Regulatory
  3. Compliance | QMS Software | Assur X   https://www.assurx.com/understanding-alcoa-principles-and-data-integrity-for-pharma/ (accessed 2023-04-19).
  4. ALCOA+ Principles for Data Integrity in Life Sciences. Euro therm Limited.https://www.eurotherm.com/in/life-sciences-cpg/dataintegrity-life-sciences/alcoa/ (accessed 2023-04-19).
  5. Principles of Data Integrity: Pharmaguideline.https://www.pharmaguideline.com/2018/04/principles-of-data-integrity.html (accessed 2023-04-19).
  6. Koehler, S. Principles of Data Integrity. EMMA International. https://emmainternational.com/principles-of-data-integrity/ (accessed 2023-04-19).
  7. Jean-François Tremblay. Indian Drug Firms Struggle with Quality Issues. CEN Glob. Enterp. 2016, 94 (16), 23–25. https://doi.org/10.1021/cen-09416-bus2.
  8. Why Is Data Integrity Important in Pharma? – Pharma beej   https://pharmabeej.com/why-is-data-integrity-important/ (accessed 2023-04-20).
  9. Stein wander V.; Herwig, C. Provable Data Integrity in the Pharmaceutical Industry Based on Version Control Systems and the Blockchain. PDA J. Pharm. Sci. Technol. 2019, 73 (4), 373–390.https://doi.org/10.5731/pdajpst.2018.009407.
  10. Kimachia, K. An overview of data integrity and its importance. TechRepublic. https://www.techrepublic.com/article/what-is-dataintegrity/ (accessed 2023-04-19). International Journal of Research Publication and Reviews, Vol 4, no 5, pp 5620-5629 May 2023 5629.
  11. Data-Integrity-in-the-Pharmaceutical-Industry. Pdf. https://qbd.eu/wp-content/uploads/Data-Integrity-in-the-pharmaceutical-industry.pdf (accessed 2023-04-20).
  12. An Approach of Data Integrity In Pharmaceutical Industries. Eur. Chem. Bull. 2023, 12 (1). https://doi.org/10.31838/ecb/2023.12.1.002.
  13. Trs966-Annex05-Who-Record-Management-Practices.Pdf. https://www.who.int/docs/default-source/medicines/norms-andstandards/guidelines/regulatory-standards/trs966-annex05-who-record-management-practices.pdf (accessed).
  14. Nikam, N. R.; Patil, P. R Vakhariya M. R. R.; Mohite, D. S. K. DATA INTEGRITY: AN OVERVIEW. 2020, 11 (4) Boritz, J. E. IS Practitioners’ Views on Core Concepts of Information Integrity. Int. J. Account. Inf. Syst. 2005, 6 (4), 260–279. https://doi.org/10.1016/j.accinf.2005.07.001.
  15. What is Data Integrity and Why is it Important? | Egnyte. https://www.egnyte.com/guides/governance/data-integrity (accessed 2023-04-19).
  16. IT Data Integrity Risk - Open Risk Manual. https://www.openriskmanual.org/wiki/IT_Data_Integrity_Risk (accessed 2023-04-20).
  17. Spilka, S. Data Integrity: Relevancy, Risks and the Appropriate Use. ANEXIA Blog. https://anexia.com/blog/en/data-integrityrelevancy-risks-and-the-appropriate-use/ (accessed 2023-04-20).

Reference

  1. What is Data Integrity? Definition, Types & Tips. https://www.digitalguardian.com/blog/what-data-integrity-data-protection-101 (accessed 2023-04-19).
  2. World Health Organization. (2016). Guidance on good data and record management practices. Retrieved from http://www.who.int/medicines/publications/pharmprep/WHO_TRS_996_annex05.pdf Ojeda, S. Understanding ALCOA+ & Data Integrity for Pharma Companies | Assur X. Quality Management Software + Regulatory
  3. Compliance | QMS Software | Assur X   https://www.assurx.com/understanding-alcoa-principles-and-data-integrity-for-pharma/ (accessed 2023-04-19).
  4. ALCOA+ Principles for Data Integrity in Life Sciences. Euro therm Limited.https://www.eurotherm.com/in/life-sciences-cpg/dataintegrity-life-sciences/alcoa/ (accessed 2023-04-19).
  5. Principles of Data Integrity: Pharmaguideline.https://www.pharmaguideline.com/2018/04/principles-of-data-integrity.html (accessed 2023-04-19).
  6. Koehler, S. Principles of Data Integrity. EMMA International. https://emmainternational.com/principles-of-data-integrity/ (accessed 2023-04-19).
  7. Jean-François Tremblay. Indian Drug Firms Struggle with Quality Issues. CEN Glob. Enterp. 2016, 94 (16), 23–25. https://doi.org/10.1021/cen-09416-bus2.
  8. Why Is Data Integrity Important in Pharma? – Pharma beej   https://pharmabeej.com/why-is-data-integrity-important/ (accessed 2023-04-20).
  9. Stein wander V.; Herwig, C. Provable Data Integrity in the Pharmaceutical Industry Based on Version Control Systems and the Blockchain. PDA J. Pharm. Sci. Technol. 2019, 73 (4), 373–390.https://doi.org/10.5731/pdajpst.2018.009407.
  10. Kimachia, K. An overview of data integrity and its importance. TechRepublic. https://www.techrepublic.com/article/what-is-dataintegrity/ (accessed 2023-04-19). International Journal of Research Publication and Reviews, Vol 4, no 5, pp 5620-5629 May 2023 5629.
  11. Data-Integrity-in-the-Pharmaceutical-Industry. Pdf. https://qbd.eu/wp-content/uploads/Data-Integrity-in-the-pharmaceutical-industry.pdf (accessed 2023-04-20).
  12. An Approach of Data Integrity In Pharmaceutical Industries. Eur. Chem. Bull. 2023, 12 (1). https://doi.org/10.31838/ecb/2023.12.1.002.
  13. Trs966-Annex05-Who-Record-Management-Practices.Pdf. https://www.who.int/docs/default-source/medicines/norms-andstandards/guidelines/regulatory-standards/trs966-annex05-who-record-management-practices.pdf (accessed).
  14. Nikam, N. R.; Patil, P. R Vakhariya M. R. R.; Mohite, D. S. K. DATA INTEGRITY: AN OVERVIEW. 2020, 11 (4) Boritz, J. E. IS Practitioners’ Views on Core Concepts of Information Integrity. Int. J. Account. Inf. Syst. 2005, 6 (4), 260–279. https://doi.org/10.1016/j.accinf.2005.07.001.
  15. What is Data Integrity and Why is it Important? | Egnyte. https://www.egnyte.com/guides/governance/data-integrity (accessed 2023-04-19).
  16. IT Data Integrity Risk - Open Risk Manual. https://www.openriskmanual.org/wiki/IT_Data_Integrity_Risk (accessed 2023-04-20).
  17. Spilka, S. Data Integrity: Relevancy, Risks and the Appropriate Use. ANEXIA Blog. https://anexia.com/blog/en/data-integrityrelevancy-risks-and-the-appropriate-use/ (accessed 2023-04-20).

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Apurva Shelke
Corresponding author

Pravara Rural College of Pharmacy, Loni, Maharashtra, India-413736

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Aditi Shinde
Co-author

Pravara Rural College of Pharmacy, Loni, Maharashtra, India-413736

Photo
Karan Shinde
Co-author

Pravara Rural College of Pharmacy, Loni, Maharashtra, India-413736

Photo
Samruddhi Shinde
Co-author

Pravara Rural College of Pharmacy, Loni, Maharashtra, India-413736

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Saurabh Shinde
Co-author

Pravara Rural College of Pharmacy, Loni, Maharashtra, India-413736

Photo
S. D. Mankar
Co-author

Pravara Rural College of Pharmacy, Loni, Maharashtra, India-413736

Apurva Shelke*, Aditi Shinde, Samruddhi Shinde, Karan Shinde, Saurabh Shinde, S. D. Mankar, Data Integrity in Pharmaceutical Sciences, Int. J. of Pharm. Sci., 2025, Vol 3, Issue 4, 1142-1148. https://doi.org/10.5281/zenodo.15185271

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